The information contained in this Account Opening Form is true and accurate. Safe Gold Securities is entitled to rely fully on such information and representations for all purposes, unless Safe Gold Securities receives notice in writing of any change. Safe Gold Securities is authorized at any time to contact anyone, including the client’s banks, brokers or any credit agency, for the purpose of verifying the information provided on this Account Opening Form.
本人/吾等已收到、閱讀及明白證券交易帳戶/期貨交易帳戶協議內之條款 (包括其附表、附錄及附件(如有)) (「協議」) 而本人/吾等接納並同意受該等條款約束；
I/we have received, read and understood the terms and conditions contained in the Agreement for Securities Trading Account / Agreement for Futures Trading Account(and the schedules, appendices and annexes thereto, if any) (the“Agreement”), and I/we accept to be bound by them;
本人/吾等是為結算、保管、保證金、交易或其他用途提供予或存入(或將來提供予或存入) 鼎展證券的所有金錢、資金、證券、抵押品或其他資產之實益擁有人，鼎展證券無需另行查證該些金錢、資金、證券、抵押品或資產的來源或擁有權。如客戶並非實益擁有人, 客戶須立即通知鼎展證券實益擁有人的身份及資料(或該資料其後的變更)。鼎展證券有絕對酌情權決定是否接納該等金錢、資金、證券、抵押品或資產及/或有關指示，且無須 因為其接納或拒絕而引致(直接或間接)或與之相關客戶所蒙受的任何損失、損害賠償、開支或利潤損失承擔法律責任；
I am/We are the beneficial owner(s) of all moneys, funds, Securities, collateral or other assets provided or deposited or to be provided or deposited by the Client to or with Safe Gold Securities for settlement, safekeeping, margin, trading or other purposes, and Safe Gold Securities shall not be required to inquire into the source or ownership of such moneys, funds, Securities, collateral or properties. In the event that the Client is not the beneficial owner (s), the Client shall promptly inform Safe Gold Securities of the identities and particulars of the beneficial owner(s) and any subsequent changes to such information. Safe Gold Securities shall have the absolute discretion in accepting or refusing any or all such moneys, funds, Securities, collateral or properties and/or the relevant instructions, and Safe Gold Securities shall not be held liable for any loss, damages, expenses, loss of profit whatsoever suffered and/or incurred by the Client arising out of (directly or indirectly) or in connection with such acceptance or refusal;
(適用於聯名帳戶) 聯名客戶同意鼎展證券可按照本表格的第 14 部份之授權或接受聯名客戶的其中任何一位或所有人士所發出有關帳戶的任何指示 (鼎展證券無責任向其他聯名客戶發出通知或取得其授權)。本協議中「客戶」一詞應包括每位聯名客戶，且各聯名客戶在本協議下的責任須共同及個別承擔；
(Applicable for Joint Account) The Joint Clients agree the Safe Gold Securities shall be entitled to accept the instructions of any of the joint Clients in relation to the Account (without any obligation for Safe Gold Securities to give notice to or obtain authorization from the other joint Client) based on the authorization instruction contained in Part 14 of this Form. The expression “Client” in this Agreement shall include each joint Client and the liabilities of the joint Clients under the Agreement shall be joint and several;
Safe Gold Securities shall have absolute rights to change, amend, delete or substitute any of the terms in or add new terms to the Agreement. An amendment notice and the revised Agreement will be posted at the “Important Terms” column of the Safe Gold Securities Website. Such amendment, deletion, substitution or addition shall be deemed effective and incorporated therein (and shall form part of the Agreement on the date of publication or issuance of such amendment notice. The Client may raise written objection within fourteen (14) days after the publication or issuance of such amendment notice on Safe Gold Securities’ website And the Client shall be deemed to have accepted such amendment, deletion, substitution or addition if no such objection is raised;
適用於客戶(機構客戶除外)以其在香港持牌銀行開立的帳戶所簽發的支票及將有關支票兌現(該支票的數額不得少於 10,000 港元，並須載有該客戶在身分證明文件上所顯示的姓名) 加以核實其身份]客戶知悉及同意有關新帳戶必須待清算支票後才可使用;
(Applicable where the identity of the Client (other than corporate entities) is verified by a cheque (amount not less than HK$10,000 and bearing the Client’s name as shown in his/her identity document) issued by the new Client and drawn on the Client’s account with a licensed bank in Hong Kong) The Client acknowledges and agree that the new account will not be activated until the cheque is cleared;
I/We authorize Safe Gold Securities to instruct, engage and appoint such executing or clearing brokers, agents, custodians, nominees, overseas broker and dealers (including branches or affiliates of Safe Gold Securities) (together, "Agents") as Safe Gold Securities may in its absolute discretion deem fit to execute, effect, trade, implement, clear and settle any instructions and transactions on the Client’s behalf. The Client acknowledges and accepts the risks of loss or failure in completion of transactions in the event of the defaults, failure of any Agent in fulfilling its roles or winding up or cessation of business of such Agent, and Safe Gold Securities shall not be responsible for any losses or damages incurred or suffered as a result thereof;
I/We understand and agree that Safe Gold Securities has the right to request such documents and information, including but not limited to, the identities of the Client, any person appointed by the Client to give instructions on its behalf in relation to the Account (“Authorized Persons”), any beneficial owner in relation to the Client or the persons ultimately responsible for originating instructions or who stand to gain the commercial or economic benefit of transactions or who bear the commercial or economic risk, the purpose and intended nature of the instructions or the opening of the Account(s), the source and origin of funds, the anticipated level of activity to be undertaken and the authority of the Authorized Persons from time to time as it deems appropriate for the purpose of complying with any regulatory requirements (including but not limited to the prevention of money laundering, terrorist financing and provision of financial and/or other services to persons or entities which may be subject to sanctions) and conducting client identification, verification and due diligence before opening the Account or accepting any instructions. Safe Gold Securities may refuse to open, suspense or terminate the Account or reject the instructions if such documents or information are not provided or the client identification, verification or due diligence exercise is not completed to the satisfaction of Safe Gold Securities;
The risk disclosure statements were provided to me/us in a language of my/our choice (English or Chinese);
I/We was/were invited to read the risk disclosure statements, and to ask questions and take independent advice if I/we so wished; and
I/We have read Safe Gold Securities’ Circular to Clients Relating to the Personal Data (Privacy) Ordinance (as contained in the Agreement for Securities Trading Account / Agreement for Futures Trading Account), understand and agree to its terms.